KENNETH JAMES SHEPHERD

KENNETH JAMES SHEPHERD is currently employed as a Broker and/or Investment Adviser at SIGNATOR INVESTORS, INC. located at 3508 LARAMIE DRIVE, SUITE 1, BOZEMAN, MT, 59718.

KENNETH JAMES SHEPHERD has worked at SIGNATOR INVESTORS, INC. since May 13, 2016

Disclosure History

KENNETH JAMES SHEPHERD has 1 Disclosure Event(s).

Date: June 04, 2014
Category: Financial
Type: Bankruptcy
Broker Comment: THE BANKRUPTCY CASE CONCERNING THE REP WAS ORIGINALLY FILED UNDER CHAPTER 13 AND WAS CONVERTED TO A CASE UNDER CHAPTER 11 ON 9/19/2014.

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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