KENNETH THOMAS SHOTSBERGER

KENNETH THOMAS SHOTSBERGER is currently employed as a Broker and/or Investment Adviser at AXA ADVISORS, LLC located at 1003 BISHOP STREET, PAUAHI TOWER, SUITE 1450, HONOLULU, HI, 96813.

KENNETH THOMAS SHOTSBERGER has worked at AXA ADVISORS, LLC since September 08, 2017

Disclosure History

KENNETH THOMAS SHOTSBERGER has 2 Disclosure Event(s).

Date: April 09, 2015
Category: Judgment / Lien
Judgment/Lien Amount: $5,400.00
Judgment/Lien Type: Civil
Broker Comment: THIS WAS FROM A PREVIOUS EMPLOYER WHERE CASES FELL OFF THE BOOKS. I WAS UNAWARE OF A JUDGEMENT UNTIL RECENTLY. I ALREADY SENT THE FIRST CHECK AND SECOND/FINAL WILL BE SENT SOON.

Date: April 01, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: I WAS OFFERED A SETTLEMENT OPTION OF A PORTION OF WHAT I OWED AND TOOK IT.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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