KENNETH EDWIN SIMON is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 1099 HINGHAM STREET, ROCKLAND, MA, 02370.
KENNETH EDWIN SIMON has worked at UBS FINANCIAL SERVICES INC. since December 07, 2007
Disclosure History
KENNETH EDWIN SIMON has 2 Disclosure Event(s).
Date: March 24, 2016 Category: Customer Dispute Allegations: CLAIMANT ALLEGES THAT HER INSTRUCTIONS TO CHANGE THE BENEFICIARIES OF HER ANNUITIES WERE NOT FOLLOWED. TIME FRAME: 2013. Damage Amount Requested: $165,000.00
Date: January 11, 2016 Category: Customer Dispute Allegations: Client feels that the exchange from one annuity to another annuity to gain additional income was misrepresented to her and she has been disadvantaged. Request old annuity be reinstated. Time Frame: 2014 - 2016.
More Information
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