KENT EDGAR DOWNING

KENT EDGAR DOWNING is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 3800 EMBASSY PKWY STE 100, AKRON, OH, 44333.

KENT EDGAR DOWNING has worked at WELLS FARGO CLEARING SERVICES, LLC since July 01, 2003

Disclosure History

KENT EDGAR DOWNING has 1 Disclosure Event(s).

Date: May 01, 2007
Category: Customer Dispute
Allegations: CLIENT ALLEGED UNAUTHORIZED TRADING IN HER ACCOUNT FROM THE PERIOD 1998-2000.
Damage Amount Requested: $5,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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