KENT JOSEPH MARTINSON

KENT JOSEPH MARTINSON is currently employed as a Broker and/or Investment Adviser at CETERA INVESTMENT SERVICES LLC located at 1010 W CLAIREMONT AVENUE, EAU CLAIRE, WI, 54701.

KENT JOSEPH MARTINSON has worked at CETERA INVESTMENT SERVICES LLC since October 20, 2006

Disclosure History

KENT JOSEPH MARTINSON has 1 Disclosure Event(s).

Date: December 06, 2002
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES ORDER TO PURCHASE MUTUAL FUND SHARES WAS NOT EXECUTED IN A TIMELY MANNER.
Damage Amount Requested: $15,000.00
Broker Comment: REP'S RESPONSE: CUSTOMER'S REQUESTS WERE CARRIED OUT IN A TIMELY MANNER. TRADE BLOTTER AND ACCOUNT HISTORY SHOWS ORDERS WERE PLACED AS REQUIRED BY CUSTOMER. CUSTOMER HAD CHANGED INVESTMENT FOCUS; ASKED ME TO SELL ALL STOCK FUNDS SINCE HE FELT UNCOMFORTABLE WITH THE MARKET AND ASKED TO TRANSFER THEM TO MUTUAL FUNDS AND BONDS.

More Information

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