Kent Robert Shropshire

Kent Robert Shropshire is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 1904 ORMOND BLVD STE 102, DESTREHAN, LA, 70047.

Kent Robert Shropshire has worked at EDWARD JONES since July 15, 2011

Disclosure History

Kent Robert Shropshire has 1 Disclosure Event(s).

Date: December 16, 2014
Category: Customer Dispute
Allegations: The client alleges the financial advisor misrepresented his AXA annuity when he advised the client to surrender the annuity in 2014.
Damage Amount Requested: $5,000.00
Broker Comment: Based upon the firm's review, the client did not prepare or authorize the complaint and withdrew the claim on March 16, 2017.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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