KENT ANDREW WELLEY is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at ONE BOULDER PLAZA, 1800 BROADWAY, SUITE 120, BOULDER, CO, 80302.
KENT ANDREW WELLEY has worked at MORGAN STANLEY since August 11, 2017
Disclosure History
KENT ANDREW WELLEY has 1 Disclosure Event(s).
Date: October 31, 1991 Category: Customer Dispute Allegations: ALLEGATIONS INCLUDED NGGLIGENCE AND BREACH OFFIDICIARY DUTY. DAMAGES ARE CLAIMED IN THE AMOUNT OF$140,000.00 Damage Amount Requested: $140,000.00 Settlement Amount: $31,500.00 Broker Comment: BOETTCHER AND COMPANY A/K/A KEMPER SECURITIESINC AND ITS AGENT KENT WELLEY AS A THIRD-PARTY NAMED IN THELITIGATION. CONTRIBUTED $30,000.00 AND [THIRD PARTY] CONTRIBUTED$1,500.00 TO THE TOTAL SETTLEMENT OF $31,500.00 MR. WELLEY WASNOT ASKED TO PERSONALLY CONTRIBUTE.MR WELLEY NEVER ADMITTED ANY GUILT IN THISMATTER. THE SETTLEMENT WAS MADE PRIMARILY TO AVOID ANY FURTHERCOST OF LITIGATION
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