KERRI LYNN MCGOUGH

KERRI LYNN MCGOUGH is currently employed as a Broker and/or Investment Adviser at J.P. MORGAN SECURITIES LLC located at 500 STANTON CHRISTIANA ROAD, NEWARK, DE, 19713.

KERRI LYNN MCGOUGH has worked at J.P. MORGAN SECURITIES LLC since March 16, 2017

Disclosure History

KERRI LYNN MCGOUGH has 2 Disclosure Event(s).

Date: August 11, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: My roommate in a previous apartment advised they had returned the equipment to Verizon Fios. However, when I received a final statement, the equipment charge was on the statement. I agreed to make a final payment on the account to settle.

Date: July 30, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: I chose to go with the settlement for Nissan due to the fact when I leased the vehicle, the dealer had advised they would wave the disposition fee at the end of the lease. When I received the final statement, the fee was included which I tried to dispute. Settlement on the account waived the fee that had been promised would be waived and I agreed to the one time payment.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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