KERRY JAMES FRENCH is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 44 BRISTOL ST STE 1, CANANDAIGUA, NY, 14424-1690.
KERRY JAMES FRENCH has worked at LPL FINANCIAL LLC since March 25, 2008
Date: June 17, 2015 Category: Judgment / Lien Judgment/Lien Amount: $400.70 Judgment/Lien Type: Tax Broker Comment: Advisor was not aware of this matter until contacted by the sponsoring firm. Representative at the state of TN confirmed there is a lien. Advisor will provide a receipt indicating resolution once his payment is made, recorded and the matter resolved.
Date: July 06, 2011 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: FIRM HAS MADE A REASONABLE DETERMINATION THIS IS A REPORTABLE EVENT
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