KERRY PATRICK RAHEB is currently employed as a Broker and/or Investment Adviser at JOSEPH STONE CAPITAL L.L.C. located at 18 PROSPECT STREET, HUNTINGTON, NY, 11743.
KERRY PATRICK RAHEB has worked at JOSEPH STONE CAPITAL L.L.C. since May 01, 2017
Date: July 21, 2014 Category: Customer Dispute Allegations: CUSTOMER ALLEGED THAT HE WAS COERCED INTO PURCHASING SECURITIES THAT CAUSED HIM TO LOOSE ALL OF HIS INVESTED MONEY. Damage Amount Requested: $37,214.99 Broker Comment: THE CORRESPONDENCE WAS REVIEWED AND NO COMPENSATORY DAMAGES WERE ALLEGED.
Date: February 26, 2013 Category: Judgment / Lien Judgment/Lien Amount: $7,500.00 Judgment/Lien Type: Civil Broker Comment: KERRY RAHEB HAS BROUGHT A MOTION TO VACATE THE JUDGMENTWHICH IS CURRENTLY PENDING BEFORE THE COURT AND THAT THE COURT ISSUED A TRO AND A PRELIMINARY HEARING IS SCHEDULED FOR MARCH 11, 2013.
Date: October 18, 2011 Category: Customer Dispute Allegations: CLIENT CLAIMED A TRADE WAS UNAUTHORIZED. Damage Amount Requested: $216,635.00 Broker Comment: THIS COMPLAINT STEMMED FROM MISCOMMUNICATION; THE BROKER HAD RECEIVED AUTHORIZATION FOR THE TRADE FROM THE BENEFICIAL OWNER OF THE ACCOUNT, BUT THE PROPER AUTHORIZATION WAS NOT RECEIVED BY THE PROPER INDIVIDUAL(S) WHO CONTROLLED THE ACCOUNT. THE CUSTOMER RESCINDED THEIR COMPLAINT AND CONTINUES TO DO BUSINESS WITH THE BROKER AND THE FIRM.
Date: May 15, 2000 Category: Customer Dispute Allegations: EXCESSIVE COMMISSIONS, CHURNING ACCOUNT Damage Amount Requested: $250,000.00 Settlement Amount: $22,500.00 Broker Comment: COMPLAINT WAS AGAINST MYSELF,THE FIRM AND ANOTHER INDIVIDUAL.I DENY THE ALLEGATIONS, BUT SETTLED WITH THE CLIENT ON THE ADVICE OF COUNSEL DUE TO THE TIME AND COSTS INVOLVED.THE SETTLEMENT WAS SPLIT BY ALL THREE PARTIES.THE CLIENT MADE MONEY IN THE ACCOUNT,AND IN FACT WE HAD A WRITTEN AGREEMENT CONCERNING COMMISIONS WHICH WAS ADHERED TO.CLIENT COMPLAINED WHEN MARKET CONDITIONS AFFECTED THE VALUE OF HIS STOCKS.
Date: August 15, 1992 Category: Criminal Charges: CHARGED W/PETIT LARCENY A CLASS AMISDEMEANOR. I WAS IN AN ARGUMENT WITH MY GIRLFRIEND AT THETIME. I TOOK HER CASE WHICH HAD HER SCHOOL MATERIAL IN IT. ITOLD HER I WAS GOING TO GIVE IT BACK WHEN SHE CAME OVER TO TALKTO ME. SHE WENT TO THE COURT TO GET IT BACK. I RETURNED THECASE AND SHE DROPED THE CHARGE. Disposition: ALL CHARGES WERE DROPPED. Broker Comment: Not Provided
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