KEVIN GLENN ALBRECHT

KEVIN GLENN ALBRECHT is currently employed as a Broker and/or Investment Adviser at CETERA INVESTMENT SERVICES LLC located at 333 NORTH AVENUE, DUNELLEN, NJ, 08812.

KEVIN GLENN ALBRECHT has worked at CETERA INVESTMENT SERVICES LLC since November 19, 2012

Disclosure History

KEVIN GLENN ALBRECHT has 2 Disclosure Event(s).

Date: March 23, 2003
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT RR ALBRECHT RECOMMENDATION OF VARIOUS UNSPECIFIED SECURITIES RESULTED IN AN ALLEGED LOSS OF $300,000.00
Damage Amount Requested: $300,000.00

Date: August 16, 2002
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT RR ALBRECHT PLACED HER FUNDS IN A MUTUAL FUND AND REPRESENTED THAT THE PRINCIPLE COULD NOT LOSE VALUE. NO DAMAGES ARE SPECIFIED BY THE CUSTOMER, HOWEVER, A GOOD FAITH DETERMINATION BY THE TERM PUTS THE CUSTOMER'S LOSS AT $6,367.10.
Settlement Amount: $3,826.65

More Information

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