KEVIN RICHARD AUSTIN is currently employed as a Broker and/or Investment Adviser at MOORS & CABOT, INC. located at 79 CENTER ST, RUTLAND, VT, 05701.
KEVIN RICHARD AUSTIN has worked at MOORS & CABOT, INC. since June 20, 2008
Disclosure History
KEVIN RICHARD AUSTIN has 1 Disclosure Event(s).
Date: March 26, 2001 Category: Customer Dispute Allegations: SEPTEMBER 2000 - MARCH 2001 FAILURE TO FOLLOW INSTRUCTIONS -CLIENT GAVE BLANKET AUTHORITY TO PUT STOP ORDERS ON ALL PURCHASES. REPS INFORMED HIM THEY COULD NOT ACCEPT BLANKET AND HE WOULD NOT HAVE TO GIVE THEM AN ORDER. Damage Amount Requested: $60,000.00
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