KEVIN ALAN BARANCZYK is currently employed as a Broker and/or Investment Adviser at BMO HARRIS FINANCIAL ADVISORS, INC. located at 1013 S 8TH STREET, MANITOWOC, WI, 54220.
KEVIN ALAN BARANCZYK has worked at BMO HARRIS FINANCIAL ADVISORS, INC. since August 01, 2012
Disclosure History
KEVIN ALAN BARANCZYK has 2 Disclosure Event(s).
Date: April 10, 2002 Category: Customer Dispute Allegations: SUITABILITY MISREPRESENTATION FROM APRIL 2000 TO MARCH 2001 Damage Amount Requested: $55,421.00
Date: April 10, 2002 Category: Customer Dispute Allegations: MAY 2000-MARCH 2001- INVESTMENT HISTORYPUT MONEY IN STOCK MUTUAL FUNDS WHILE TAKING DISTRIBUTIONS TO PROVIDE INCOME . $175,000 INVESTED, $16,000 YR INCOME DESIRED Damage Amount Requested: $60,000.00 Settlement Amount: $30,000.00
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