KEVIN P BECK is currently employed as a Broker and/or Investment Adviser at CALAMOS FINANCIAL SERVICES LLC located at 2020 CALAMOS COURT, NAPERVILLE, IL, 60563.
KEVIN P BECK has worked at CALAMOS FINANCIAL SERVICES LLC since March 27, 2009
Disclosure History
KEVIN P BECK has 1 Disclosure Event(s).
Date: May 10, 2000 Category: Criminal Charges: 1. 1 COUNT, CRIMINAL DAMAGE TO PROPERTY IN EXCESS OF $300.00 2. MISDEMEANOR 3. PLEA OF GUILTY Charge Type: FELONY Disposition: A. PLEAD GUILTY B. 7/7/2000 C./D./E./F. PLACED ON SUPERVISION FOR A PERIOD OF 6 MONTHS, STARTING ON 7/7/2000, WITH THE CONDITION THAT HE PAY A FINE OF $200.00 PLUS COURT COSTS PLUS A $25.00 PER MONTH PROBATION SERVICE FEE. HE SHALL PAY RESTITUTION IN THE SUM OF $132.00. HE SHALL NOT CONSUME ALCOHOL. G. PAID IN FULL ON 7/7/2000 Broker Comment: IN COLLEGE, I WAS LEAVING A FRIEND'S APARTMENT WITH ANOTHER FRIEND TO GET SOMETHING TO EAT AFTER WATCHING A MOVIE. AS WE WALKED IN FRONT OF OUR APARTMENT COMPLEX WE SAW A GROUP OF FRIENDS RIDING COMPUTER CHAIRS AROUND THE APARTMENT COMPLEX'S SIDEWALKS. MY FRIEND AND I EACH JUMPED ON A COMPUTER CHAIR AND BEGAN RIDING OUR CHAIRS DOWN THE SIDEWALK. AFTER A MINUTE OF RIDING THE CHAIRS, THE POLICE ARRIVED AND APPREHENDED ANOTHER FRIEND RIDING ON THE COMPUTER CHAIRS. THE INDIVIDUAL GAVE THE POLICE A FEW NAMES OF PEOPLE RIDING THE CHAIRS, AND I HAPPENED TO BE ONE OF THE NAMES. THE CHAIRS BELONGED TO ONE OF THE UNIVERSITIES' COMPUTER LABS AND WE WERE ORIGINALLY CHARGED WITH A FELONY BURGLARY. THE CHARGES WERE REDUCED AND AMENDED FROM MY RECORD.
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for KEVIN P BECK, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.
×
Outdated Information
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
×
BrokerSearch Removal
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.