KEVIN ANDREW BRANDT

KEVIN ANDREW BRANDT is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 2751 CENTERVILLE RD SUITE 104, LITTLE FALLS CENTER BUILDING # 2 NORTH, WILMINGTON, DE, 19808.

KEVIN ANDREW BRANDT has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

KEVIN ANDREW BRANDT has 2 Disclosure Event(s).

Date: December 01, 2010
Category: Financial
Type: Compromise
Disposition: SETTLED
Broker Comment: FA BECAME AWARE THIS COMPROMISE WAS REPORTED ON HIS CREDIT ON 8/28/2014.

Date: June 01, 2009
Category: Financial
Type: Compromise
Disposition: SETTLED
Broker Comment: FA BECAME AWARE THIS COMPROMISE WAS REPORTED ON HIS CREDIT ON 08/28/2014

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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