KEVIN MICHAEL CARDENAS is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 555 CALIFORNIA STREET, SAN FRANCISCO, CA, 94104.
KEVIN MICHAEL CARDENAS has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
KEVIN MICHAEL CARDENAS has 2 Disclosure Event(s).
Date: April 15, 2002 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT HIGH TECH STOCK RECOMMENDATIONS IN JULY 2000 WERE UNSUITABLE. Damage Amount Requested: $100,000.00 Settlement Amount: $20,000.00 Broker Comment: THIS MATTER WAS SETTLED SOLELY TO AVOID THE TIME AND EXPENSE OF LITIGATION.
Date: April 30, 2001 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT HIGH-TECH STOCK RECOMMENDATIONS IN JULY 2000 WERE UNSUITABLE. Damage Amount Requested: $100,000.00 Broker Comment: THE CLAIM WAS DENIED AS WITHOUT MERIT.
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