KEVIN KEITH CARRIERE is currently employed as a Broker and/or Investment Adviser at MML INVESTORS SERVICES, LLC located at 45 GLASTONBURY BOULEVARD, 1ST FLOOR, GLASTONBURY, CT, 06033.
KEVIN KEITH CARRIERE has worked at MML INVESTORS SERVICES, LLC since March 25, 2017
Disclosure History
KEVIN KEITH CARRIERE has 2 Disclosure Event(s).
Date: November 15, 2016 Category: Customer Dispute Allegations: The customer alleged the advisor misrepresented the variable annuity purchased in November 2014. No specific compensatory damages were alleged. Settlement Amount: $148,488.90 Broker Comment: The settlement represents a refund of money paid into the variable annuity. Case # 201625959
Date: May 28, 2008 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT WHEN HE PURCHASED A VARIABLE LIFE INSURANCE POLICY IN JANUARY 1994 HE THOUGHT IT WAS A NON-VARIABLE WHOLE LIFE POLICY BECAUSE IT WAS PRESENTED WITH A FIXED PREMIUM. NO SPECIFIC COMPENSATORY DAMAGES WERE ALLEGED.
More Information
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