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KEVIN THOMAS CASSIDY is currently employed as a Broker and/or Investment Adviser at CHARLES SCHWAB & CO., INC. located at 8332 Woodfield Crossing Blvd, Indianapolis, IN, 46240-2482.
KEVIN THOMAS CASSIDY has worked at CHARLES SCHWAB & CO., INC. since July 08, 2016
KEVIN THOMAS CASSIDY has 2 Disclosure Event(s).
Date: August 24, 2010All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
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