KEVIN PAUL CONNELL

KEVIN PAUL CONNELL is currently employed as a Broker and/or Investment Adviser at PRUCO SECURITIES, LLC. located at 7061 GRAND NATIONAL DRIVE, SUITE 148A, ORLANDO, FL, 32819.

KEVIN PAUL CONNELL has worked at PRUCO SECURITIES, LLC. since March 06, 1986

Disclosure History

KEVIN PAUL CONNELL has 1 Disclosure Event(s).

Date: July 11, 1997
Category: Customer Dispute
Allegations: THE LAWSUIT ALLEGES FRAUD IN THE INDUCEMENT,INTENTIONAL BREACH OF FIDUCIARY DUTY AND NEGLIGENTMISREPRESENTATION AGAINST AGENT CONNELL, REGARDING THE 1986PURCHASE OF A VARIABLE APPRECIABLE LIFE INSURANCE POLICY ANDTHE 1990 PURCHASE OF A VARIABLE APPRECIABLE LIFE INSURANCEPOLICY. COMPENSATORY DAMAGES IN EXCESS OF $15,000 WERECLAIMED.
Broker Comment: THIS IS AN AMENDMENT TO THE PREVIOUS FILINGPART OF THE GLOBAL SETTLEMENT WITH THE JACOBSON CASE THAT WAS SETTLED FOR $65.1 MILLION. THE SETTLEMENT INVOLVED 11 CASES AND 94 PLAINTIFFS AND INCLUDED VARIOUS POLICY REMEDIATION.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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