Kevin John Crosby

Kevin John Crosby is currently employed as a Broker and/or Investment Adviser at COMPASS SECURITIES CORPORATION located at 12 WINTER STREET, SOMERVILLE, MA, 02144.

Kevin John Crosby has worked at COMPASS SECURITIES CORPORATION since February 01, 2018

Disclosure History

Kevin John Crosby has 2 Disclosure Event(s).

Date: July 01, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: March 31, 2007
Category: Criminal
Charges: OUI Liquor 3rd Offense
Disposition: Amended
Amended Charges: OUI Liquor 2nd Offense
Amended Charge Type: MISDEMEANOR Amended Charge
Amended Charge Disposition: Pled guilty

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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