KEVIN GERARD DIRUSSA

KEVIN GERARD DIRUSSA is currently employed as a Broker and/or Investment Adviser at LOOP CAPITAL MARKETS LLC located at 88 PINE STREET, 25TH FLOOR, NEW YORK, NY, 10005.

KEVIN GERARD DIRUSSA has worked at LOOP CAPITAL MARKETS LLC since December 17, 2014

Disclosure History

KEVIN GERARD DIRUSSA has 1 Disclosure Event(s).

Date: October 10, 2012
Category: Customer Dispute
Allegations: IN OR ABOUT OCTOBER 2009 THE CLAIMANT HAS ALLEGED THAT RESPONDENT FAULKER FAILED TO DISCLOSE MATERIAL INFORMATION SUFFICIENT ENOUGH FOR THE CLAIMANT TO MAKE AN INFORMED INVESTMENT DECISION ABOUT THIS PRODUCT AND THAT THE PRODUCT WAS NOT APPROVED BY THE FIRM. THE RESPONDENT DIRUSSA'S ONLY INVOLVEMENT WITH THIS ARBITRATION IS SOLELY DUE TO THE FACT THAT MR. DIRUSSA IS NAMED IN THIS ARBITRATION DUE TO THE FACT THAT HE IS NOTED AS AN EXECUTIVE OFFICER IN THE SCHEDULE A ON FORM BD OF JESUP & LAMONT SECURITIES CORPORATION.
Damage Amount Requested: $1,000,000.00
Settlement Amount: $2,500.00

More Information

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