KEVIN JOHN ENGBERS is currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at 612 E Tan Tara Cir #100, Sioux Falls, SD, 57108.
KEVIN JOHN ENGBERS has worked at CETERA ADVISOR NETWORKS LLC since March 19, 2018
Disclosure History
KEVIN JOHN ENGBERS has 1 Disclosure Event(s).
Date: December 26, 2001 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT REGISTERED REPRESENTATIVE'S RECOMMENDATION TO INVEST IN CLASS B SHARES WAS UNSUITABLE. Damage Amount Requested: $8,167.10 Settlement Amount: $8,167.10 Broker Comment: CLIENT AGREED TO SURRENDER OF CLASS B SHARES WITH WAIVER OF CDSC CHARGES TOTALING $8,167.10.
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