KEVIN DALE FLAAGAN is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 112 E MAIN STREET, BEULAH, ND, 58523-0905.
KEVIN DALE FLAAGAN has worked at NYLIFE SECURITIES LLC since December 11, 1985
Disclosure History
KEVIN DALE FLAAGAN has 1 Disclosure Event(s).
Date: March 12, 2003 Category: Customer Dispute Allegations: WITH REGARD TO A MUTUAL FUND OPENED IN 2000, THE CUSTOMER ALLEGES THAT I FAILED TO ADEQUATELY DISCLOSE THE RISK INVOLVED WITH HIS INVESTMENT. THE CUSTOMER REQUESTS A REFUND OF HIS LOSSES. Damage Amount Requested: $6,452.88 Broker Comment: UPON REVIEW OF POLICY RECORDS AND DATA, NEW YORK LIFE DID NOT FIND SUFFICIENT EVIDENCE TO SUPPORT THE CUSTOMER'S CLAIMS. NO OFFER OF COMPENSATION HAS BEEN MADE TO THE CUSTOMER.
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