KEVIN NICHOLAS GRAY is currently employed as a Broker and/or Investment Adviser at AXA ADVISORS, LLC located at 8000 IH 10 WEST, SUITE 750, SAN ANTONIO, TX, 78230.
KEVIN NICHOLAS GRAY has worked at AXA ADVISORS, LLC since August 16, 2012
Disclosure History
KEVIN NICHOLAS GRAY has 1 Disclosure Event(s).
Date: May 25, 2017 Category: Customer Dispute Allegations: Client alleges misrepresentation and unsuitable recommendations in the purchase of a variable annuity in 2016 and universal life insurance policy in 2017. Broker Comment: The Firm found no basis to the customer complaint. Based on appeal received on 8/22/2017, the Firm settled the matter. There was no loss to the Firm.
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