KEVIN RAY HANNA is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 325 NW FLAGLINE DRIVE, BEND, OR, 97701.
KEVIN RAY HANNA has worked at LPL FINANCIAL LLC since September 14, 2007
Disclosure History
KEVIN RAY HANNA has 3 Disclosure Event(s).
Date: December 09, 2011 Category: Customer Dispute Allegations: TIME FRAME: AUGUST 2004-DECEMBER 2006 CLAIMANT ALLEGES THAT FA KEVIN HANNA RECOMMENDED UNSUITABLE COMMERCIAL AND RESIDENTIAL REAL ESTATE INVESTMENTS FOR HER RETIREMENT SAVINGS. SHE ALSO ALLEGES THAT MR. HANNA MISREPRESENTED THE RISKS OF SUCH INVESTMENTS. CLAIMANT ALLEGES THAT SHE INVESTED IN THE PROPERTIES WITH MR. HANNA. Damage Amount Requested: $3,983,427.00 Settlement Amount: $175,000.00
Date: November 10, 2010 Category: Financial Type: Bankruptcy Disposition: Discharged
Date: September 10, 2001 Category: Customer Dispute Allegations: CLIENT, THROUGH HIS ATTORNEY, ALLEGES THAT FA KEVIN HANNA MADE TRADES WITHOUT CLIENT'S AUTHORIZATION. DAMAGES UNSPECIFIED, BUT ESTIMATED TO EXCEED $5,000.
More Information
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