KEVIN RAY HANNA

KEVIN RAY HANNA is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 325 NW FLAGLINE DRIVE, BEND, OR, 97701.

KEVIN RAY HANNA has worked at LPL FINANCIAL LLC since September 14, 2007

Disclosure History

KEVIN RAY HANNA has 3 Disclosure Event(s).

Date: December 09, 2011
Category: Customer Dispute
Allegations: TIME FRAME: AUGUST 2004-DECEMBER 2006 CLAIMANT ALLEGES THAT FA KEVIN HANNA RECOMMENDED UNSUITABLE COMMERCIAL AND RESIDENTIAL REAL ESTATE INVESTMENTS FOR HER RETIREMENT SAVINGS. SHE ALSO ALLEGES THAT MR. HANNA MISREPRESENTED THE RISKS OF SUCH INVESTMENTS. CLAIMANT ALLEGES THAT SHE INVESTED IN THE PROPERTIES WITH MR. HANNA.
Damage Amount Requested: $3,983,427.00
Settlement Amount: $175,000.00

Date: November 10, 2010
Category: Financial
Type: Bankruptcy
Disposition: Discharged

Date: September 10, 2001
Category: Customer Dispute
Allegations: CLIENT, THROUGH HIS ATTORNEY, ALLEGES THAT FA KEVIN HANNA MADE TRADES WITHOUT CLIENT'S AUTHORIZATION. DAMAGES UNSPECIFIED, BUT ESTIMATED TO EXCEED $5,000.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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