KEVIN MICHAEL KEANE is currently employed as a Broker and/or Investment Adviser at STIFEL, NICOLAUS & COMPANY, INCORPORATED located at 1020 STONY HILL ROAD, SUITE 150, YARDLEY, PA, 19067.
KEVIN MICHAEL KEANE has worked at STIFEL, NICOLAUS & COMPANY, INCORPORATED since June 13, 2018
Disclosure History
KEVIN MICHAEL KEANE has 1 Disclosure Event(s).
Date: February 01, 1986 Category: Customer Dispute Allegations: CLAIM ALLEGED LOSS OF MONEY ABOVE A LOSSLEVEL FROM TRADING IN CUSTOMERS SECURITIES ACCOUNT. WITHOUTACKNOWLEDGING ANY MISCONDUCT BY SHEARSON OR ITS BROKERS. ON10/13/86 SHEARSON PAID $29,500 IN SETTLEMENT OF CLAIM. I DID NOTPARTICIPATE IN THE PAYMENT OF THAT CLAIM. Settlement Amount: $29,500.00 Broker Comment: NASD DETERMINED NO ACTION WAS WARRANTED.
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