KEVIN ANDERSON KERR is currently employed as a Broker and/or Investment Adviser at AXA ADVISORS, LLC located at 7887 WASHINGTON VLG DR, SUITE 260, CENTERVILLE, OH, 45459.
KEVIN ANDERSON KERR has worked at AXA ADVISORS, LLC since September 04, 2015
Disclosure History
KEVIN ANDERSON KERR has 4 Disclosure Event(s).
Date: May 20, 2016 Category: Judgment / Lien Judgment/Lien Amount: $1,094.00 Judgment/Lien Type: Tax Broker Comment: FP was made aware of the lien filing when the firm received a release of garnishment for other liens outstanding. FP did not receive any mail notice of the lien being filed in May of this year
Date: January 01, 2016 Category: Judgment / Lien Judgment/Lien Amount: $9,347.00 Judgment/Lien Type: Tax Broker Comment: this item was discovered with the Federal lien recently amended on the Reg. Reps U4. The office neglected to add it prior to submitting to the Firm and submitting to FINRA.
Date: June 01, 2009 Category: Financial Type: Bankruptcy Disposition: Discharged Broker Comment: PERSONAL BANKRUPTCY AS A RESULT OF A DIVORCE. ASSUMED ALL MARITAL DEBT IN AN AGREEMENT TO PROHIBIT MY EX-WIFE FROM HAVING ACCESS TO MY RETIREMENT ACCOUNT.
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for KEVIN ANDERSON KERR, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.
×
Outdated Information
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
×
BrokerSearch Removal
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.