KEVIN PATRICK KLINE is currently employed as a Broker and/or Investment Adviser at CG CAPITAL MARKETS, LLC located at 327 Plaza Real, Suite 215, Boca Raton, FL, 33432.
KEVIN PATRICK KLINE has worked at CG CAPITAL MARKETS, LLC since October 23, 2015
Disclosure History
KEVIN PATRICK KLINE has 1 Disclosure Event(s).
Date: February 19, 2004 Category: Employment Separation After Allegations Firm Name: LENOX ADVISORS, INC. Termination Type: Discharged Allegations: MISUSE OF TRAVEL EXPENSE REIMBURSEMENT FUNDS. Broker Comment: MY TERMINATION FROM LENOX ADVISORS WAS BASED ON A MISCOMMUNICATION REGARDING A RELOCATION PACKAGE. I WAS AWARDED AT THE BEGINNING OF MY EMPLOYMENT. IT HAD NOTHING TO DO WITH INVESTMENT RELATED ACTIVITIES, FRAUD OR WRONGFUL TAKING OF PROPERTY, OR FAILURE TO SUPERVISE. THEREFORE, ID DO NOT BELIEVE THAT THIS IS A REPORTABLE MATTER. PLEASE SEE ATTACHED LETTER FAXED TO THE DISCLOSURE REVIEW DEPT FOR MORE DETAILS/INFORMATION.
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