KEVIN ZACHARY KRAFT

KEVIN ZACHARY KRAFT is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 1130 IRON POINT RD., STE. 135, FOLSOM, CA, 95630.

KEVIN ZACHARY KRAFT has worked at LPL FINANCIAL LLC since April 30, 2012

Disclosure History

KEVIN ZACHARY KRAFT has 2 Disclosure Event(s).

Date: August 05, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: SHORT SOLD A HOUSE I OWNED.

Date: July 07, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: SHORT SOLD A HOUSE I OWNED.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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