KEVIN DAVID MCCLOUD

KEVIN DAVID MCCLOUD is currently employed as a Broker and/or Investment Adviser at U.S. BANCORP INVESTMENTS, INC. located at 160 E. CAPITOL DRIVE, HARTLAND, WI, 53029.

KEVIN DAVID MCCLOUD has worked at U.S. BANCORP INVESTMENTS, INC. since December 01, 2016

Disclosure History

KEVIN DAVID MCCLOUD has 2 Disclosure Event(s).

Date: October 18, 2007
Category: Judgment / Lien
Judgment/Lien Amount: $12,098.62
Judgment/Lien Type: Civil

Date: July 28, 2006
Category: Judgment / Lien
Judgment/Lien Amount: $7,891.00
Judgment/Lien Type: Civil
Broker Comment: I AM UNABLE TO RESOLVE THIS JUDGMENT AS THE CASE IS OVER 9 YEARS OLD AND THE FINANCE COMPANY IS NO LONGER IN BUSINESS. I DID NOT PREVIOUSLY DISCLOSE THIS JUDGMENT AS I DID NOT KNOW IT WAS STILL OUTSTANDING WHEN I BECAME A REGISTERED REPRESENTATIVE AS IT DOES NOT APPEAR ON MY CREDIT REPORT.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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