KEVIN PAUL MCDERMOTT

KEVIN PAUL MCDERMOTT is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 150 SOUTH WARNER RD, STE 300, KING OF PRUSSIA, PA, 19406.

KEVIN PAUL MCDERMOTT has worked at LPL FINANCIAL LLC since May 02, 2007

Disclosure History

KEVIN PAUL MCDERMOTT has 2 Disclosure Event(s).

Date: March 01, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: June 01, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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