KEVIN CHARLES MURPHY is currently employed as a Broker and/or Investment Adviser at STIFEL, NICOLAUS & COMPANY, INCORPORATED located at 123 WEST 1ST STREET, CASPER, WY, 82601-2512.
KEVIN CHARLES MURPHY has worked at STIFEL, NICOLAUS & COMPANY, INCORPORATED since September 11, 2009
Disclosure History
KEVIN CHARLES MURPHY has 2 Disclosure Event(s).
Date: March 08, 2010 Category: Customer Dispute Allegations: CLAIMANTS ALLEGE BREACH OF FIDUCIARY DUTY, BREACH OF CONTRACT, NEGLIGENCE, MISREPRESENTATION, UNSUITABLE RECOMMENDATIONS AND VIOLATION OF THE WYOMING SECURITIES ACT IN CONNECTION WITH THE INVESTMENTS IN CLAIMANTS UBS GLOBAL ASSET MANAGEMENT ACCOUNT TIME FRAME 1/07- 12/09 Damage Amount Requested: $600,000.00 Settlement Amount: $75,000.00 Broker Comment: I DENY ALL ALLEGATIONS.
Date: February 15, 2001 Category: Customer Dispute Allegations: CLIENT ALLEGES MULTIPLE STOCK PURCHASES IN AUGUST 2000 WERE UNAUTHORIZED. REQUESTING FULL RETURN OF $85,000 DEPOSIT MADE ON 8/4/00. CURRENT UNREALIZED LOSSES TOTAL APPROXIMATELY $21,000. Damage Amount Requested: $21,000.00 Broker Comment: THIS CUSTOMER COMPLAINT IS NO LONGER REPORTABLE.
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