KEVIN MICHAEL NOLAN is currently employed as a Broker and/or Investment Adviser at RBC CAPITAL MARKETS, LLC located at 30 GOLDSBOROUGH STREET, SUITE 200, EASTON, MD, 21601-3120.
KEVIN MICHAEL NOLAN has worked at RBC CAPITAL MARKETS, LLC since March 09, 2002
Disclosure History
KEVIN MICHAEL NOLAN has 1 Disclosure Event(s).
Date: September 28, 1997 Category: Customer Dispute Allegations: THE CUSTOMER ALLEGED THAT THE INVESTMENTREPRESENTATIVE MADE UNSUITABLE RECOMMENDATIONS AND THAT HE MADEPURCHASES OF SECURITIES WITHOUT HIS PRIOR AUTHORIZATION. THECUSTOMER ALLEGED A LOSS IN EXCESS OF $100,000 PLUS A REASONABLERATE OF INTEREST. Broker Comment: THE FIRM RESPONDED BY DENYING THE CUSTOMERSALLEGATIONS. THEREAFTER ON JULY 13, 1998, CUSTOMER WROTETO THE FIRM AND RESCINDED HIS COMPLAINT AGAINST ME.I HAVE NOTHING NEW TO ADD AT THIS TIME HOWEVER IWOULD LIKE ME THE CUSTOMERS LETTER OF ASKING THAT THE COMPLAINTBE RESCINDED AS IF IT HAD NEVER HAPPENED BE COMPLIED AND NOTEDIN MY FILE. HE HAS ALSO ASKED THAT IT BE EXPUNGED FROM MYRECORD PERMANTLY. SEE ATTACHED LETTER FROM CUSTOMER &LETTER TO NASD.
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