KEVIN JOSEPH PARKER

KEVIN JOSEPH PARKER is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 187 HERSHEY RD, HUMMELSTOWN, PA, 17036.

KEVIN JOSEPH PARKER has worked at LPL FINANCIAL LLC since December 14, 2011

Disclosure History

KEVIN JOSEPH PARKER has 1 Disclosure Event(s).

Date: August 17, 2005
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT REPRESENTATIVE'S RECOMMENDATIONS OF VARIABLE ANNUITY WAS NOT SUITABLE. THE INVESTMENT WAS CONSISTENT WITH THE CLIENT'S STATED OBJECTIVES. CFS DENIES THE ALLEGATIONS AND BELIEVES THERE WAS NO WRONGDOING THAT WOULD ENTITLE THE CLIENT TO BE COMPENSATED.
Damage Amount Requested: $19,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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