KEVIN MICHAEL PETERS is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 2000 WESTCHESTER AVENUE, 1NC, PURCHASE, NY, 10577.
KEVIN MICHAEL PETERS has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
KEVIN MICHAEL PETERS has 2 Disclosure Event(s).
Date: June 08, 2017 Category: Customer Dispute Allegations: CLIENT ALLEGES UNAUTHORIZED TRADING, INTER ALIA, SEPTEMBER 2016, DAMAGES UNSPECIFIED.
Date: April 09, 1991 Category: Customer Dispute Allegations: TNS. DUNLAS ALLEGED THAT F.A. MISREPRESENTEDA LIMITED PARTNERSHIP INVESTMENT. THE ORIGINAL INVESTMENT WAS$25,000.00 HOWEVER THE CLIENT HAS RECEIVED SIGNIFICANT TAXADVANTAGES AND SOME DISTRIBUTIONS. Settlement Amount: $10,000.00 Broker Comment: IN THE INTEREST OF THE CLIENT RELATIONS AND FOR"nBUSINESS CONSIDERATIONS. PRUDENTIAL SECURITIES SETTLED THIS"nCOMPLAINT FOR $10,000.00"nPRU-BACHE SETTLED THIS FOR BUSINESS REASONS"nWITHOUT MY KNOWBERG OF COMPLAINT AND W/OUT ANY ARTRIBUTION ON"nMY PART CLIENT KNEW EXACTLY THE INVEITMENT PURCHASED SHE MADE"nTHIS INVESTMENT W/ADVICE FROM ACCOUNANT
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