KEVIN JOSEPH POWERS is currently employed as a Broker and/or Investment Adviser at P.J. ROBB VARIABLE CORPORATION located at 7400 Carmel Executive Park, 3rd Floor, Charlotte, NC, 28226.
KEVIN JOSEPH POWERS has worked at P.J. ROBB VARIABLE CORPORATION since December 06, 2007
Disclosure History
KEVIN JOSEPH POWERS has 1 Disclosure Event(s).
Date: October 12, 2009 Category: Customer Dispute Allegations: THE CLIENT HAS FILED A CUSTOMER COMPLAINT AGAINST KEVIN POWERS, TIME FINANCIAL SERVICES AND JOHN HANCOCK. THE CLIENT ALLEGED BREACH OF CONTRACTUAL DUTIES INCLUDING, BUT NOT LIMITED TO, FRAUD, FRAUDULENT INDUCEMENT, NEGLIGENCE, INTENTIONAL INTERFERENCE WITH A PROSPECTIVE BUSINESS RELATIONSHIP AND DECEPTIVE SALES PRACTICES. Damage Amount Requested: $185,245.00 Settlement Amount: $205,700.00 Broker Comment: THE COMPLAINT WAS INSURANCE RELATED (SMOKER CLASSIFICATION) AND NOT INVESTMENT RELATED. THE BASIS OF THE COMPLAINT WAS CENTERED ON THE CLIENT'S SMOKER CLASSIFICATION. JOHN HANCOCK, THE INSURANCE COMPANY, WAS FINANCIALLY RESPONSIBLE FOR THE SETTLEMENT WITH THE CLIENT.
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