KEVIN SCOTT SANDERFORD is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 1731 Niagra Rd., Montrose, CO, 81401.
KEVIN SCOTT SANDERFORD has worked at LPL FINANCIAL LLC since July 15, 2005
Disclosure History
KEVIN SCOTT SANDERFORD has 2 Disclosure Event(s).
Date: September 28, 2016 Category: Customer Dispute Allegations: CUSTOMER ALLEGES POOR RECOMMENDATION AND POOR ADVICE REGARDING A VARIABLE ANNUITY. Damage Amount Requested: $12,468.32
Date: April 08, 2004 Category: Customer Dispute Allegations: CLIENT ALLEGES REP SANDERFORD MISREPRESENTED TO HER THAT SHE COULD WITHDRAW MONEY FROM HER VARIABLE ANNUITY WITHOUT TAX CONSEQUENCES IN JUNE 2003, CAUSING HER TO INCUR TAXES. Damage Amount Requested: $9,100.00 Settlement Amount: $4,550.00 Broker Comment: I AGREED TO SETTLE THIS CLAIM AT THE ADVICE OF MY B/D. THE CLAIM AROSE FROM AN ACCOUNT THAT I WAS NOT THE REP ON NOR PAID ANY COMPENSATION.
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