KEVIN PAUL SEEGERT

KEVIN PAUL SEEGERT is currently employed as a Broker and/or Investment Adviser at WOODBURY FINANCIAL SERVICES, INC. located at 3554 S CUSTER RD, MONROE, MI, 48161.

KEVIN PAUL SEEGERT has worked at WOODBURY FINANCIAL SERVICES, INC. since November 30, 2017

Disclosure History

KEVIN PAUL SEEGERT has 2 Disclosure Event(s).

Date: September 08, 1994
Category: Customer Dispute
Allegations: CLIENT ALLEGED THAT IDS AND KEVIN SEEGERTFAILED TO ADEQUATELY DISCLOSE TAX CONSEQUENCES RESULTING FROMSALE OF STOCK. CLIENT ALLEGED DAMAGES OF $130,000.
Damage Amount Requested: $130,000.00
Settlement Amount: $60,160.00
Broker Comment: IDS AND THE ESTATE OF CUSTOMER NEGOTIATED ASETTLEMENT IN THE AMOUNT OF $60,160.00IN ACCORDANCE WITH THE SETTLEMENT AGREEMENT,ESTATE OF CUSTOMER AGREED TO WITHDRAW CLAIMS AGAINST IDSAND KEVIN SEEGERT.

Date: August 24, 1994
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT IDS AND KEVIN SEEGERTFAILED TO ADEQUATELY DISCLOSE TAX CONSEQUENCES RESULTING FROMSALE OF STOCK. CLIENT ALLEGES DAMAGES OF $230,000.00.
Damage Amount Requested: $230,000.00
Settlement Amount: $99,840.00
Broker Comment: IDS AND THE ESTATE OF [CUSTOMER] NEGOTIATED ASETTLEMENT OF $99,840.00.IN ACCORDANCE WITH THE SETTLEMENT AGREEMENT,ESTATE OF [CUSTOMER] AGREED TO WITHDRAW CLAIMS AGAINST IDSAND KEVIN SEEGERT.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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