KEVIN LANE SHIBUYA

KEVIN LANE SHIBUYA is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 5800 ARMADA DR, STE 300, CARLSBAD, CA, 92008.

KEVIN LANE SHIBUYA has worked at WELLS FARGO CLEARING SERVICES, LLC since June 22, 2012

Disclosure History

KEVIN LANE SHIBUYA has 2 Disclosure Event(s).

Date: September 05, 2013
Category: Financial
Type: Bankruptcy
Disposition: Direct Payment Procedure

Date: January 09, 2012
Category: Financial
Type: Bankruptcy
Disposition: Dismissed
Broker Comment: CASE DISMISSED AND REFILED ON 09/05/2013CASE IS OPEN APPROVED. TRUSTEE IS DAVID SKELTON AND CASE NUMBER IS 13-09000-LT13

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for KEVIN LANE SHIBUYA, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.