KEVIN WILSON SPEAS

KEVIN WILSON SPEAS is currently employed as a Broker and/or Investment Adviser at J.J.B. HILLIARD, W.L. LYONS, LLC located at 110 OAKWOOD DRIVE, WINSTON-SALEM, NC, 27103-1958.

KEVIN WILSON SPEAS has worked at J.J.B. HILLIARD, W.L. LYONS, LLC since July 12, 2012

Disclosure History

KEVIN WILSON SPEAS has 1 Disclosure Event(s).

Date: October 17, 2016
Category: Customer Dispute
Allegations: The firm received a letter from the client's attorney alleging a poor recommendation by Hilliard Lyons and poor advice by Mr. Speas resulting in losses in the account.
Damage Amount Requested: $195,944.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for KEVIN WILSON SPEAS, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.