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Kevin A Taylor

Kevin A Taylor is currently employed as a Broker and/or Investment Adviser at TD AMERITRADE, INC. located at 700 MARYVILLE CENTRE DRIVE, Third & Fourth* Floors (*added 12/11/17), ST. LOUIS, MO, 63141-5824.

Kevin A Taylor has worked at TD AMERITRADE, INC. since February 26, 2018

Disclosure History

Kevin A Taylor has 3 Disclosure Event(s).

Date: September 05, 2012
Category: Judgment / Lien
Judgment/Lien Amount: $1,226.61
Judgment/Lien Type: Civil

Date: July 15, 2011
Category: Financial
Type: Compromise
Disposition: SETTLED

Date: August 05, 2010
Category: Judgment / Lien
Judgment/Lien Amount: $7,894.03
Judgment/Lien Type: Civil

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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