KEVIN COREY WALSH

KEVIN COREY WALSH is currently employed as a Broker and/or Investment Adviser at LINCOLN FINANCIAL SECURITIES CORPORATION located at 15720 BRIXHAM HILL AVENUE, SUITE 575, CHARLOTTE, NC, 28277.

KEVIN COREY WALSH has worked at LINCOLN FINANCIAL SECURITIES CORPORATION since October 03, 2011

Disclosure History

KEVIN COREY WALSH has 1 Disclosure Event(s).

Date: May 29, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: THESE WERE PRIVATE STUDENT LOANS THAT COULD NOT BE DEFERRED AND WERE EVENTUALLY SETTLED WITH THE LENDER.

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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