KEVIN THOMAS WILLIAMS

KEVIN THOMAS WILLIAMS is currently employed as a Broker and/or Investment Adviser at BLACKROCK INVESTMENTS, LLC located at 1 UNIVERSITY SQUARE DRIVE, PRINCETON, NJ, 08540.

KEVIN THOMAS WILLIAMS has worked at BLACKROCK INVESTMENTS, LLC since May 13, 2015

Disclosure History

KEVIN THOMAS WILLIAMS has 1 Disclosure Event(s).

Date: August 28, 2004
Category: Criminal
Charges: VC 14610(A)(3)DISPLAY AND REPRESENT A DRIVER'S LICENSE NOT ISSUED TO HIM AS BEING HIS LICENSE
Disposition: Amended
Amended Charges: PC 529.5FALSE IDENTIFICATION CARD OR DRIVER'S LICENCE
Amended Charge Type: OTHER Amended Charge
Amended Charge Disposition: Convicted

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for KEVIN THOMAS WILLIAMS, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.