Khoa Dang Hoang

Khoa Dang Hoang is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 6050 Santo Road Suite 140, SAN DIEGO, CA, 92124.

Khoa Dang Hoang has worked at EDWARD JONES since November 19, 2010

Disclosure History

Khoa Dang Hoang has 4 Disclosure Event(s).

Date: February 20, 2003
Category: Criminal
Charges: POSSESSION OF CONTROLLED SUBSTANCE TO DISTRIBUTE TO WIT: MARIJUANA
Disposition: Dismissed

Date: June 07, 1999
Category: Criminal

Date: December 16, 1998
Category: Criminal
Charges: THEFT BY DECEPTION
Disposition: Dismissed

Date: June 28, 1996
Category: Criminal
Charges: ISSUING A BAD CHECK
Disposition: Dismissed

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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