KIL UNG CHANG is currently employed as a Broker and/or Investment Adviser at CHARLES SCHWAB & CO., INC. located at 108 ELLINGTON BLVD., GAITHERSBURG, MD, 20878-4552.
KIL UNG CHANG has worked at CHARLES SCHWAB & CO., INC. since June 30, 2000
Disclosure History
KIL UNG CHANG has 3 Disclosure Event(s).
Date: November 11, 2009 Category: Customer Dispute Allegations: CUSTOMER ALLEGES MISREPRESENTATION REGARDING THE SCHWAB YIELD PLUS FUND PURCHASED ON 03/20/07. Damage Amount Requested: $92,631.58 Settlement Amount: $55,000.00 Broker Comment: CUSTOMER COMPLAINT RECEIVED ON 10-21-2008 HAS EVOLVED INTO A FINRA ARBITRATION IN WHICH "REP" IS THE SUBJECT OF.THE FIRM SETTLED THE CLAIMS TO AVOID THE COST AND UNCERTAINTY OF LITIGATION, WITH NO ADMISSION OF WRONGDOING AND NO MONETARY CONTRIBUTION FROM THE REPRESENTATIVE.
Date: August 11, 2009 Category: Customer Dispute Allegations: CUSTOMER ALLEGES MISREPRESENTATION IN CONNECTION WITH THE PURCHASE OF THE SCHWAB YIELD PLUS FUND ON NOVEMBER 12, 2003. Damage Amount Requested: $20,946.00 Settlement Amount: $10,000.00 Broker Comment: THE FIRM SETTLED THE COMPLAINT TO AVOID THE COST AND UNCERTAINTY OF LITIGATION, WITH NO ADMISSION OF WRONGDOING AND NO MONETARY CONTRIBUTION FROM THE REPRESENTATIVE.
Date: September 09, 2008 Category: Customer Dispute Allegations: CUSTOMER ALLEGES MISREPRESENTATION REGARDING THE SCHWAB YIELD PLUS FUND PURCHASED ON 07/12/2006 & 03/16/2007. Damage Amount Requested: $50,109.21 Settlement Amount: $30,000.00 Broker Comment: THE FIRM SETTLED THE COMPLAINT TO AVOID THE COST AND UNCERTAINTY OF LITIGATION, WITH NO ADMISSION OF WRONGDOING AND NO MONETARY CONTRIBUTION FROM THE REPRESENTATIVE.
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