KIM EARL HEWITT

KIM EARL HEWITT is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 2201 EXECUTIVE PARK DRIVE, DALTON, GA, 30720.

KIM EARL HEWITT has worked at LPL FINANCIAL LLC since December 14, 2012

Disclosure History

KIM EARL HEWITT has 3 Disclosure Event(s).

Date: July 31, 2017
Category: Financial
Type: Bankruptcy

Date: February 24, 2017
Category: Financial
Type: Bankruptcy
Disposition: Dismissed

Date: August 22, 2016
Category: Judgment / Lien
Judgment/Lien Amount: $2,229.99
Judgment/Lien Type: Tax

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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