KIM DAVID LARKIN

KIM DAVID LARKIN is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 433 Plaza Real, Suite 275, Boca Raton, FL, 33432.

KIM DAVID LARKIN has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since November 16, 2015

Disclosure History

KIM DAVID LARKIN has 1 Disclosure Event(s).

Date: June 20, 2003
Category: Customer Dispute
Allegations: FIXED ANNUITY APPLICATION WRITTEN ON 12/16/00 CUSTOMER SAYS WAS NOT AWARE OF SURRENDER CHARGES.
Damage Amount Requested: $7,695.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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