KIM HANK LIM is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 4332 CERRITOS AVE # 105, LOS ALAMITOS, CA, 90720.
KIM HANK LIM has worked at LPL FINANCIAL LLC since January 31, 2014
Disclosure History
KIM HANK LIM has 1 Disclosure Event(s).
Date: October 13, 2008 Category: Customer Dispute Allegations: CLIENT ALLEGED MISREPRESENTATION. DAMAGES NOT SPECIFIED BUT BELIEVED TO EXCEED $5000. (10/03/2008) Broker Comment: DENIED BY FIRM.FA'S RESPONSE: I DENY THE ALLEGATIONS. CLIENT WANTED TO TRADE IN A WAY WHICH WAS NOT CONSISTENT WITH HIS INVESTMENT OBJECTIVE AND MY INVESTMENT STRATEGY.
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