KIM ROTHSCHILD

KIM ROTHSCHILD is currently employed as a Broker and/or Investment Adviser at FIRST LIBERTIES FINANCIAL located at 1846 INNOVATION PARK DRIVE, ORO VALLEY, AZ, 85755.

KIM ROTHSCHILD has worked at FIRST LIBERTIES FINANCIAL since August 03, 2012

Disclosure History

KIM ROTHSCHILD has 2 Disclosure Event(s).

Date: September 01, 2011
Category: Financial
Type: Compromise
Disposition: Dismissed

Date: February 03, 2011
Category: Financial
Type: Compromise
Disposition: Direct Payment Procedure

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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