KIMBERLEY SUE REGNIER

KIMBERLEY SUE REGNIER is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 1905 W 57TH ST SUITE 2, SIOUX FALLS, SD, 57108.

KIMBERLEY SUE REGNIER has worked at EDWARD JONES since February 13, 2012

Disclosure History

KIMBERLEY SUE REGNIER has 2 Disclosure Event(s).

Date: November 29, 2013
Category: Financial
Type: Compromise
Disposition: Discharged

Date: November 19, 2013
Category: Financial
Type: Compromise
Disposition: DEBT SETTLEMENT

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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